# COMPLY Software Pricing, Alternatives & More 2026 | Capterra > With the help of Capterra, learn about COMPLY Software - reviews, pricing plans, popular comparisons to other Compliance products and more. Source: https://www.capterra.com/p/158178/ComplySci --- # COMPLY Software Review 2026: Features, Integrations, Pros & Cons Last updated on December 14, 2025 Provider data verified by our Software Research team, and reviews moderated by our Reviews Verification team. Independent research methodology Capterra’s researchers use a mix of verified reviews, independent research and objective methodologies to bring you selection and ranking information you can trust. While we may earn a referral fee when you visit a provider through our links or speak to an advisor, this has no influence on our research or methodology. [Learn more](https://www.capterra.com/resources/proprietary-data-research/) How Capterra verifies reviews Capterra carefully verified over 2.5 million+ reviews to bring you authentic software experiences from real users. Our human moderators verify that reviewers are real people and that reviews are authentic. They use leading tech to analyze text quality and to detect plagiarism and generative AI. [Learn more](https://www.capterra.com/resources/how-we-verify-reviews/) How Capterra ensures transparency Capterra lists all providers across its website—not just those that pay us—so that users can make informed purchase decisions. Capterra is free for users. Software providers pay us for sponsored profiles to receive web traffic and sales opportunities. Sponsored profiles include a link-out icon that takes users to the provider’s website. [Learn more](https://www.capterra.com/resources/how-we-ensure-transparency/) [Description](#description)[Use cases](#use-cases)[Alternatives](#alternatives)[Features](#features)[Pricing](#pricing)[Support](#support)[Reviews](#reviews) COMPLY ## What is COMPLY? COMPLY empowers financial services firms to build strong, proactive compliance cultures that go beyond regulatory checklists — helping them reduce fines, protect their reputations, retain top talent, and drive business growth. As the leading provider of regulatory compliance technology and consulting expertise, COMPLY supports 5,600+ clients, including investment banks, private equity firms, hedge funds, broker-dealers, and RIAs. By delivering a 360-degree view of compliance across both firm and employee obligations and expert consulting — all from one partner, COMPLY empowers Chief Compliance Officers (CCOs) and their teams with the tools and insights they need to manage risk holistically. With cutting-edge technology, expert advisory services, and a future-ready compliance platform, COMPLY enables firms to navigate complex regulations with confidence while maintaining long-term resilience, operational excellence, and sustainable growth. Learn more at comply.com ## What is COMPLY used for? [Compliance](https://www.capterra.com/compliance-software/)[Financial Risk Management](https://www.capterra.com/financial-risk-management-software/)[Governance, Risk and Compliance (GRC)](https://www.capterra.com/grc-software/) Top alternative Featured Overall rating Based on 24 user reviews Reviews sentiment Positive 96% Neutral 0% Negative 4% Starting price $3000 Flat Rate, Per Year Free trial not available Capterra Shortlist charts the highest-rated and most popular products... Our "Best of" badge program showcases products with the highest ratings... Our "Best of" badge program showcases products with the highest ratings... Do you work for COMPLY?[Manage this product listing](https://digitalmarkets.gartner.com/get-listed/claim-bx?url=http://www.complysci.com/&name=COMPLY) ## Compare with a popular alternative Capterra selects software alternatives based on relevant features, verified user reviews and user interactions. Placement may be influenced by client status. ### COMPLY 4.8 (24) VS. [4.5 (283)](https://www.capterra.com/p/172274/Network-Configuration-Manager/reviews/) Starting Price $3000 Flat Rate, Per Year Starting Price $238 Flat Rate, Per Year Free Trial Free Version Pricing Options Free Trial Free Version Ease Of Use 4.3 (24) Ease Of Use 4.5 (139) Value For Money 4.4 (21) Value For Money 4.6 (135) Customer Service 4.8 (24) Customer Service 4.5 (139) ## COMPLY alternatives [4.6 (5,137)](https://www.capterra.com/p/153140/Connecteam/reviews/) Starting price $29.00 Per User, Per Month Pricing Options Free Trial Free Version User Rating 96% of reviewers rated it above 4 stars [4.5 (527)](https://www.capterra.com/p/148577/MasterControl/reviews/) Starting price $25000.00 Per User, Per Month Pricing Options Free Trial Free Version User Rating 93% of reviewers rated it above 4 stars Highest Rated [4.9 (328)](https://www.capterra.com/p/218549/UserWay/reviews/) Starting price $69.00 Per User, Per Month Pricing Options Free Trial Free Version User Rating 99% of reviewers rated it above 4 stars [4.4 (3,284)](https://www.capterra.com/p/120109/Xero/reviews/) Starting price $25.00 Per User, Per Month Pricing Options Free Trial Free Version User Rating 88% of reviewers rated it above 4 stars [View all alternatives](https://www.capterra.com/p/158178/ComplySci/alternatives/) ## Features Features with the highest number of reviews are displayed first. Those that have no reviews appear next, sorted alphabetically. Compliance Tracking 4.7 (18) 55.56% of 18 reviewers that rated this feature as important or highly important Track and report regulatory data to either internal management or external stakeholders Archiving & Retention 4.9 (14) 57.14% of 14 reviewers that rated this feature as important or highly important Moving and separately storing data that is not actively used or continuous storage of data for compliance purposes Audit Management 4.7 (10) 60.00% of 10 reviewers that rated this feature as important or highly important Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws Risk Management 4.5 (10) 60.00% of 10 reviewers that rated this feature as important or highly important Process of identifying, evaluating, mitigating, addressing and reporting on potential risks or uncertainties Version Control 4.7 (6) 33.33% of 6 reviewers that rated this feature as important or highly important Track revisions and updates made to files and navigate between different versions ISO Compliance 5.0 (4) 50.00% of 4 reviewers that rated this feature as important or highly important Guidelines set by the International Organization for Standardization COMPLY 10 features Moving and separately storing data that is not actively used or continuous storage of data for compliance purposes Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws A record of all activities within the system, including user access, changes made, etc. Track and manage adherence to policies for any service, product, process, or supplier Track and report regulatory data to either internal management or external stakeholders Management of rules, practices, and processes of a company Guidelines set by the International Organization for Standardization Observe and track the demand, usage, progress or quality of a system, product, or user Process of identifying, evaluating, mitigating, addressing and reporting on potential risks or uncertainties Track revisions and updates made to files and navigate between different versions Get Advice We can help you find the software with the features you need. Features 4.4 (24) 4.4 Based on 24 reviews ## Pricing Value for money 4.4 (21) Basic $3,000 Flat Rate,Per Year Value for money 4.4 (21) 4.4 Based on 21 reviews Connect with a Capterra advisor for a free 15-minute consultation Get a personalized software list aligned to your business needs with guidance from our expert advisors. Our team has helped 1 million+ businesses like yours find options that fit their needs. ## Support, customer service and training options Customer Service 4.8 (24) Support - Email/Help Desk - FAQs/Forum - Knowledge Base - Phone Support - 24/7 (Live rep) - Chat Training - In Person - Live Online - Webinars - Documentation - Videos Deployment - Web - Android - iPhone/iPad Typical users - Freelancers - Small businesses - Mid size businesses - Enterprises Customer Service 4.8 (24) 4.8 Based on 24 reviews ## User reviews Overall rating 4.8 Based on 24 reviews Filter by rating 5(20) 4(3) 3(0) 2(1) 1(0) Mentioned topic Sorted by most recent GP Garo P. Investment Advisor Representative Investment Management ### "COMPLYSci very helpful" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 December 11, 2024 Proactive notice, easy scheduling, and patient and helpful expert on the phone with me. Pros Industry expertise, helpful online tools Cons No complaints. Easy process, lots of questions answered. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. JF Jayme F. Managing Partner Financial Services ### "Do Not Try to do this on your own!" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 November 19, 2024 Excellent. A great value for an independent RIA. Pros ComplySci is the "complete package". I couldn't have done this on my own. Cons No complaints. I never felt pressured on missing a date or document, but helpful reminders. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. AK Alona K. Associate Director Financial Services ### "I love ComplySci!" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 November 11, 2024 Fantastic. I have been working with ComplySci for years, typically facilitating the organization of the system for broker-dealers as an outsourced consultant and think it's a great product that automates a lot of the administrative compliance tasks. Pros I love the functionality and quick and thorough customer support. Cons Perhaps the difficulty in getting multiple feeds set up with multiple brokers. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. DB Donald B. Wealth Manager Financial Services ### "ComplySci support" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 November 5, 2024 We have utilized the services of ComplySci for over 13 years now. all the representatives are knowledgable, professional and take ownership of any and all issues. Pros The team has always provided exceptional advice and service to my firm. Questions are addressed directly, efficiently and always to my satisfaction. Cons Overall this is the finest service I have utilized. At times some of the compliance work does not apply to my firm but that is quickly overcome. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. AA Angela A. Secretary Financial Services ### "A very intuitive, user friendly way to keep track of compliance issues." 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 7/10 July 25, 2024 It's been an enjoyable process working with ComplySci. It keeps me on track with my compliance needs. Pros Calendar and documentation of compliance reviews. Cons A little pricey, and sometimes communicating with support staff is not as efficient as I would like. Switched from [ACA Compliance](https://www.capterra.com/p/179749/ACA-Compliance-Solution/) I needed the documentation features that complysci offers. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. JD John D. Senior Compliance Associate Investment Management ### "Best Compliance Software on the market" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 May 9, 2024 Pros Automating workflows in ComplySci has allowed us to achieve operational alpha and the customer service is incredible. Cons Everything about Complysci is fantastic. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. ST Samantha T. Compliance Coordinator Banking ### "Excellent Tool " 5.0 Overall Rating 5.0 5.0 Ease of Use 4.0 4.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 March 15, 2024 Just an excellent tool and the support system from inception has been wonderful. No matter what question you may have there are FAQs or a support team. Pros The ease of using the system , it allows you to navigate with ease. I really like the notes function which allows you to track which is especially helpful if you need to do a lookback. Cons Sometimes it may time out a bit quickly Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. GD GUY D. Managing Member Financial Services ### "Very Satisfied" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 5.0 5.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 January 2, 2024 Very happy with all the resources provided with my package. Excellent Customer Service Pros Ease of use, and completeness of the product. Cons The comany provides everything I need to stay in compliance. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. LG Libby G. Chief Compliance officer Investment Management ### "Review as a user and administrator." 5.0 Overall Rating 5.0 5.0 Ease of Use 4.0 4.0 Features 4.0 4.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 November 2, 2023 Overall, the system is great. However, there is so much optionality with the system, that it can be overwhelming. Pros The support team is fabulous!! Each time I call they are helpful and patient. Cons The system is very good but sometimes there is too much information that it can be a bit overwhelming. Once you use certain functions a couple of times and get to know the nuances, it's helpful and pretty easy to use. Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. MB Michael B. Owner/Partner Financial Services ### "ComplySci Alternative" 5.0 Overall Rating 5.0 5.0 Ease of Use 5.0 5.0 Features 4.0 4.0 Customer Service 5.0 5.0 Likelihood to Recommend 10/10 April 16, 2023 These are check the box solutions for our mutual clients. Being a small registered entity these days and stay compliant can be daunting.. Pros It is very hard to match their support. Often time I find myself talking to the same person, which is very encouraging. Cons Because I don't use it daily, it can be a bit challenging to remember all the functionality. Reasons for choosing COMPLY These are generally our clients decision, we do offer recommendations on occasion Review source Incentivized review: software users are invited to submit an honest review and offered a nominal incentive for their time and effort. All incentivized reviews are subject to our verification process prior to publication. [View all Reviews](https://www.capterra.com/p/158178/ComplySci/reviews/) Independent research methodology Capterra's researchers use a mix of verified reviews, independent research and objective methodologies to bring you selection and ranking information you can trust. While we may earn a referral fee when you visit a provider through our links or speak to an advisor, this has no influence on our research or methodology. [Learn more](https://www.capterra.com/resources/proprietary-data-research/) How Capterra verifies reviews Capterra carefully verified over 2.5 million+ reviews to bring you authentic software experiences from real users. Our human moderators verify that reviewers are real people and that reviews are authentic. They use leading tech to analyze text quality and to detect plagiarism and generative AI. [Learn more](https://www.capterra.com/resources/how-we-verify-reviews/) How Capterra ensures transparency Capterra lists all providers across its website—not just those that pay us—so that users can make informed purchase decisions. Capterra is free for users. Software providers pay us for sponsored profiles to receive web traffic and sales opportunities. Sponsored profiles include a link-out icon that takes users to the provider's website. [Learn more](https://www.capterra.com/resources/how-we-ensure-transparency/)